background

Basic Info

Compliance First Consulting Limited ("First") is a trusted compliance consultant that specializes in providing innovative compliance, operational risk management solutions and services in brokerage, corporate finance, asset management and other alternative investments in Hong Kong. We have been helping our clients manage compliance and risks to improve efficiency and effectiveness across their business.

Why work with us

Compliance Consulting and licensing application to Securities and Futures Commission

Brochure

Company focus

Services

Accounting, Legal & Business Support
Accounting & Company Secretarial
Market Research / Business Advisory
Banking, Finance & Insurance
Financial Services /FinTech
Insurance
Miscellaneous

Industries

Financial Services
Legal
Startup

Projects or Case studies (1)

Virtual Assets Trading Platform Application under SFC

October 2023 - March 2024

Compliance First 於 2月22日為 iBTCEX 遞交了Virtual Assets trading platform type 1 type 7 申請去證監會 希望一切順利 在此多謝客戶信任及 感謝BDO 團隊用了差不多半年時間做 assessment

Consulting & Professional Services

Contacts

Celia Mok Avatar

Celia Mok

Celia Mok Avatar

Celia Mok

Partner