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Peak Compliance Associates Limited (PCA) is an award-winning Asia-focused financial services compliance consulting firm with operations in Hong Kong and Singapore.
We provide compliance services to financial institutions in Asia, primarily to financial institutions that are licensed and regulated by the Securities and Futures Commission (SFC) in Hong Kong and the Monetary Authority of Singapore (MAS) in Singapore.
Our four main business lines include:
(1) Licensing
(2) Ongoing Compliance Advisory and Support
(3) Compliance Training
(4) Regulatory Projects
Why work with us
Recognised as a “Top Compliance Solutions Provider” by APAC CIO Outlook for three consecutive years, we work with a diverse range of non-banking financial institutions. Our clients include hedge fund managers, quant fund managers, long-only fund managers, private equity funds and private credit fund managers, asset and wealth managers, family offices, brokers, FinTech firms, Money Service Operators, and more.
Our deep expertise is demonstrated by our proven track record in securing successful regulatory licenses under the SFC, with the team having collectively processed over 250 applications in the past 7 years. We are committed to providing pragmatic, high-quality advice that solves complex challenges, allowing organisations to operate with confidence and focus on their core business. Our goal is to be the industry’s leading consultancy by fostering a culture that attracts and retains outstanding talent.
